next up previous contents
Next: Measurement of the Up: Heterojunction Band Alignment Previous: Heterojunction Band Alignment

Theories of the Band Alignment

The problem of theoretically predicting heterojunction band alignments has attracted a good deal of attention in recent years. The electron-affinity model proposed by Anderson [18] was generally accepted until about 1976. The first attempts to predict band lineups for a variety of heterojunctions based upon microscopic models were those of Frensley and Kroemer [30,31] and Harrison [32]. Since then, a large number of different approaches have been proposed and investigated. The interested reader should consult the reviews by Kroemer [29,19], Tersoff [33], and Yu, McCaldin, and McGill [23].

Most theories of the band alignment conceptually divide the problem into two parts: the determination of the band-edge energies in the bulk with respect to some reference energy, and the determination of the difference (if any) between the reference energies across the heterojunction. An important question from both the theoretical and experimental point of view, is whether it is possible to define a universal scale for band energies which would always give the correct heterojunction band alignment. If this were the case, and would only depend upon the local chemical composition, and not upon the other material participating in the heterojunction under consideration. A useful concept by which this idea may be experimentally tested is ``transitivity.'' Transitivity applies if one may predict the band alignment of a junction AC knowing the band alignments of junctions AB and BC, by

Most of the simpler theories of heterojunction band alignment possess transitivity, and it appears to be verified to within experimental uncertainties in lattice-matched heterostructure systems [28,24].

If transitivity holds within a given set of materials, then there must exist a universal energy scale for semiconductor energy bands, at least for that set of materials. It makes absolutely no difference where the origin of this scale is chosen. It is often convenient, since the band discontinuities are the experimentally measured quantities, to choose a given band edge of a major material, such as the valence-band edge of GaAs, as the reference energy.



next up previous contents
Next: Measurement of the Up: Heterojunction Band Alignment Previous: Heterojunction Band Alignment



William R. Frensley
Sun May 21 16:29:20 CDT 1995